FINRA Licensed Financial Advisor

Job Summary

Providing exceptional client service, the full-time remote FINRA Licensed Financial Advisor will manage a book of clients in the Investment Services category, offering financial planning and guidance while ensuring high levels of client satisfaction and retention.

Key responsibilities

• Deliver high-quality service to Empower Personal Wealth clients, focusing on asset retention and growth through proactive communication and education
• Manage comprehensive client relationships via phone and email, acting as a liaison between clients and internal departments
• Collaborate with financial planning specialists to address complex financial planning issues and coordinate administrative tasks with operational teams

Required qualifications

• Bachelor's degree or higher in business, finance, or a related field
• 4+ years of financial services experience with a strong track record in relationship management
• Current FINRA Series 7, 63, and 65 registrations required
• High-level knowledge of investment products and industry services
• Proven ability to achieve performance goals in a client-focused environment