FINRA Licensed Relationship Manager

Job Summary

To enhance client retention, the full-time FINRA Licensed Relationship Manager will collaborate with consultants and internal partners to simplify administration of defined contribution plans, resolve issues, and ensure compliance with regulatory deadlines in a remote work environment.

Key responsibilities

• Collaborate with consultants, advisors, and internal partners to create solutions that streamline day-to-day operations
• Help plan sponsors meet regulatory deadlines and develop strategies to achieve their annual goals
• Plan and prepare for quarterly meetings with consultants or advisors to align on objectives before engaging with plan sponsors

Required qualifications

• Bachelor's degree in a business-related field or equivalent education/experience
• 2+ years of financial services experience preferred
• FINRA licenses SIE, Series 6 or 7, 63 or 66 preferred
• Ability to manage multiple institutional client relationships independently
• Experience with pension benefits design, compliance, and implementation is a plus