FINRA Licensed Stock Plan Associate
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Job Summary
As a full-time remote Senior Stock Plan Services Associate, the candidate will perform advanced operational support activities for Stock Plan Services, serving as a subject matter expert in equity compensation operations and managing complex transactions while ensuring regulatory compliance and operational excellence.
Key responsibilities
- Serve as a subject matter expert in Stock Plan Services operations and equity compensation processes
- Process and review complex stock plan transactions and operational exceptions
- Provide technical guidance to associates and internal partners on escalated operational issues
Required qualifications
- Bachelor's degree in Business, Finance, or a related field, or four additional years of financial services experience in lieu of a degree
- Minimum of four years of financial services experience
- FINRA Series 7 and Series 24 registrations required
- Advanced knowledge of stock plan administration and brokerage operations
- Experience with operational controls, audits, and compliance activities
Complete Job Description
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