Investment Specialist with Licenses
Job Summary
Providing exceptional customer service, the full-time remote Investment Specialist with Licenses will assist clients with account inquiries, execute trades, and uncover referral opportunities while ensuring compliance with regulatory requirements.
Key responsibilities
- Service incoming client calls and emails, addressing account inquiries and executing trades
- Perform account maintenance, facilitate asset transfers, and provide technical assistance for online services
- Identify and refer opportunities to Financial Advisors and internal partners during client interactions
Required qualifications
- Minimum 2-3 years of customer service experience in the financial planning, securities, or insurance industry
- Valid and active SIE, Series 7, and Series 66 (or 65+63) licenses required
- Series 65 must be obtained within 6 months of employment
- Bachelor's degree preferred, with an emphasis on finance or economics
- Solid knowledge of markets, investment products, and financial planning processes
Complete Job Description
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