Senior Compliance Specialist
Job Summary
To enhance compliance standards, the full-time Senior Compliance Specialist will perform quality control reviews, provide technical guidance to Account Managers, and identify process improvements while working remotely.
Key responsibilities
- Perform quality control reviews of plan valuations, contribution calculations, and compliance testing for defined contribution plans
- Analyze quality control results to identify trends and training needs, and recommend process improvements
- Deliver compliance training and provide technical support to Account Managers on compliance-related issues
Required qualifications
- Minimum of 8 years of retirement plan compliance experience
- Strong knowledge of regulatory requirements and defined contribution plan compliance practices
- Ability to prioritize workflow and meet client, regulatory, and internal deadlines
- Proficiency in Microsoft Office, particularly strong Excel skills
- Effective communication skills for professional interactions with internal staff and stakeholders
Complete Job Description
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