Senior Counsel - Regulatory
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Job Summary
To support regulatory compliance and product development, the full-time Senior Counsel - Regulatory will analyze legal risks, review marketing materials, and lead the regulatory licensing process while working remotely.
Key responsibilities:
- Analyze potential legal risks and regulatory requirements for new products and technologies
- Review marketing material and provide guidance to the business on compliance
- Lead the regulatory licensing process and prepare responses to regulatory inquiries
Required qualifications:
- Juris Doctor (JD) required
- 4+ years of experience as a practicing attorney
- 2+ years of experience within a law firm setting
- Experience engaging with financial regulators such as CFTC, SEC, and state officials
- Experience advising financial institutions on risk mitigation across financial products
Complete Job Description
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