Senior Director of Compliance Testing

Job Summary

Leading the enterprise-wide compliance testing program, the full-time Senior Director of Compliance Testing will provide independent oversight of regulatory compliance risks through risk-based testing, governance, reporting, and issue management while working in a hybrid environment from Raleigh or Charlotte, with a remote option for highly qualified candidates.

Key responsibilities:

• Direct the design, execution, and enhancement of the compliance testing program across all business lines, ensuring alignment with regulatory expectations
• Maintain governance of compliance testing including test planning, reporting standards, and issue management while engaging with regulatory agencies and internal stakeholders
• Lead strategic initiatives to modernize compliance testing through analytics, automation, and technology-enabled solutions while developing and mentoring a high-performing team

Required qualifications:

• Bachelor's Degree with 12 years of experience or High School Diploma/GED with 16 years of experience in Compliance, Legal, Audit, or Banking
• 12+ years of progressive experience in Compliance, Compliance Testing, or related risk functions within a large financial institution
• Proven experience in leading enterprise compliance testing programs and managing regulatory examinations
• Demonstrated ability to develop and execute risk-based testing plans across multiple regulatory domains
• Preferred certifications include CRCM, CAMS, CIA, or equivalent risk management certification