Series 6 Licensed Correspondence Specialist

Job Summary

Providing accurate and professionally written correspondence, the Senior Correspondence Specialist will work remotely to prepare letters and emails for clients and Fund shareholders, coordinate project requests, and mentor associates while ensuring compliance with operational standards.

Key responsibilities

• Prepares and processes correspondence for items not in good order and special requests
• Edits correspondence for peers and other business groups within the organization
• Coordinates project letter requests and annual mailings while maintaining Transfer Agency documents

Required qualifications

• Bachelor's degree in business administration or related field
• 3+ years of experience in client services or a related field
• Correspondence experience within the financial services industry
• Series 6 or 26 license
• Knowledge of operational standards, SEC, IRS, and prospectus guidelines