SIE, Series 7, and 66 Licensed Client Associate

Job Summary

Supporting Financial Advisors within a Large Enterprise model, the full-time remote Registered Client Service Associate will manage client inquiries, provide operational support, and assist with administrative tasks while being SIE, Series 7, and 66 licensed.

Key responsibilities:

• Communicate directly with clients and advisors to resolve inquiries and provide timely updates on account activities
• Manage daily operational reports and collaborate with internal departments to ensure service delivery meets client expectations
• Maintain client management systems and assist with scheduling and preparing materials for client meetings

Required qualifications:

• 2+ years of financial industry experience, preferably in wealth management
• SIE, Series 7, and 66 licensed
• Strong background in client service with proven ability to work effectively in a remote environment
• Willingness to travel occasionally to build relationships with advisors