State Licensed Investment Advisor
Job Summary
To support a growing client base, the full-time State Licensed Investment Advisor will service individual clients and brokerage customers remotely, providing best-interest investment advice, conducting client reviews, and executing trades in taxable brokerage and IRA accounts.
Key responsibilities
- Educate clients on available advisory services and assist them in understanding retirement options
- Conduct annual and mid-year reviews for existing clients while adhering to compliance and regulatory requirements
- Identify client needs and opportunities for referrals to the Wealth Advisor Team, driving new business initiatives
Required qualifications
- Bachelor's degree or equivalent work experience
- 4+ years of financial customer service experience
- Brokerage and mutual fund trading experience
- FINRA Series 7 and Series 63 and 65, or Series 66, registrations
- FINRA fingerprinting required
Complete Job Description
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