US Licensed Senior Legal Counsel
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Job Summary
To support a growing legal team, the full-time US Licensed Senior Legal Counsel will advise on registered investment adviser matters and US securities regulation, draft and negotiate commercial agreements, and review marketing materials for regulatory compliance, all while working remotely.
Key responsibilities
- Advise on RIA matters and US securities and derivatives regulation
- Draft, negotiate, and manage commercial agreements with various financial partners
- Support US licensing initiatives and ensure regulatory compliance in marketing materials
Required qualifications
- Juris Doctor (JD) from an accredited US law school and active admission to a US state bar
- 5+ years of in-house experience at a US-regulated financial institution
- Background with SEC and CFTC rules and regulations
- Experience in contract negotiation and US licensing matters
- Strong drafting and negotiation skills in English
Complete Job Description
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