Create a free account to begin your remote job search with our expert-vetted listings, resume tips, and career tools.
FINRA Series 7 Licensed Associate
Job Summary
A company is looking for a Brokerage Client Service Associate.
Key Responsibilities
- Assist clients and broker partners as the first point of contact for service needs and issues
- Submit and process operational requests as instructed by the brokerage team or clients
- Research and respond to client issues related to form submissions, transfers, and other operational items
Required Qualifications
- One to two years of experience in the securities industry
- FINRA Series 7 license or ability to obtain within the first 6 months of employment
- Experience with FINRA, Federal, and SEC regulations
- Ability to collaborate and work effectively in a remote team environment
- Basic understanding of KYC and client onboarding processes
Create a free account to begin your remote job search with our expert-vetted listings, resume tips, and career tools.
COMPLETE JOB DESCRIPTION
The job description is available to subscribers. Subscribe today to get the full benefits of a premium membership with Virtual Vocations. We offer the largest remote database online...
Company Overview
Company Company Name
Headquarters Headquarters
Founded Founded
Website
The company description is available to subscribers. Subscribe today to get the full benefits of a premium membership with Virtual Vocations. We offer the largest remote database online...
Learn how to research and connect with remote companies that match your values and skills.
