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Annuity Field Supervision Director
Job Summary
A company is looking for an Annuity Field Supervision Director.
Key Responsibilities:
- Partner with Financial Advisors and branch teams to assist in building a successful and compliant annuity business
- Review and approve annuity order activity, including commission adjustments in client accounts
- Coach and educate branch teams on supervisory and compliance issues related to annuity products
Required Qualifications:
- Active Series 7 license held for a minimum of one year
- Series 9, 10, 24, 63 or 66 and insurance licenses required or obtained within four months of hire
- Strong knowledge of various annuity products and industry rules and regulations
- Compliance oversight, risk management, or supervisory experience preferred
- Bachelor's degree in business-related field preferred
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COMPLETE JOB DESCRIPTION
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